| 21-02710 | 11/22/2022 | Claimant(s): Glenda Carter
Claimant Lawyers(s): Governor E. Jackson
Respondent(s): Tiaa-Cref Individual & Institutional Ser
Respondent Lawyers(s): Frank Morreale
Arbitrator(s): Thomas Joseph Atkinson, Gayle B. Carlson, Mauricio Arcadier
Hearing Site: Jackson, MS
|  | $0 |
| 19-01600 | 11/19/2021 | Claimant(s): Jeff Londis, Trustee of Londis Trust
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Thomas Joseph Atkinson, A.J. Seier, Douglas Charles Weinstein
Hearing Site: Nashville, TN
| | $0 |
| 20-04207 | 09/22/2021 | Claimant(s): Alex Shore
Claimant Lawyers(s): Bejamin J. Biard
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Thomas Joseph Atkinson, Douglas Charles Weinstein, Sara Francis Hoover
Hearing Site: Nashville, TN
| | |
| 19-02389 | 01/06/2021 | Claimant(s): Jean Johnson, Pamela Johnson, Thomas Johnson
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Hall, Kingsbury Capital.
Respondent Lawyers(s): Benjamin B. Coulter, Peter B. King
Arbitrator(s): Stuart K. Furman, Thomas Joseph Atkinson, Gayle B. Carlson
Hearing Site: Orlando, FL
| | Expungement |
| 20-00223 | 11/04/2020 | Claimant(s): Robert Overall
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Stacey Schmidt
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | |
| 20-01600 | 10/30/2020 | Claimant(s): Victor Lizardi
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Ron Pekoe, Thomas Joseph Atkinson, Ken Ziesenheim
Hearing Site: Orlando, FL
| | |
| 20-01796 | 09/23/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jeffery D. Rodgers
Respondent(s): Eric Williams
Respondent Lawyers(s): Eric Roger Williams
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | |
| 18-01388 | 04/24/2020 | Claimant(s): MTM Nevada Holdings
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Thomas Joseph Atkinson, Louise B. Zeuli, Irwin Venick
Hearing Site: Nashville, TN
| | Settlement |
| 18-03825 | 12/17/2019 | Claimant(s): Walter Bogart
Claimant Lawyers(s): Kyle Kulzer
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Columbia, SC
| | $0 |
| 18-04443 | 12/03/2019 | Claimant(s): Marcos Cigagna
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc.
Respondent Lawyers(s): Joel M. Everest, Patricia E. Cowart
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | |
