22-01490 | 09/06/2024 | Claimant(s): Alan Bulotsky, Deluvina Lopez, George Wilson, Janice Almeleh, Jean Wilson, Toby Bulotsky, Grace Lutheran Church of Grace Lutheran, George Wilson IRA, Jean Wilson IRA, Toby D. Bulotsky Trust Claimant Lawyers(s): Adam Gana Respondent(s): Ages Financial Services, Ltd. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Randy R. Maher, Janice L. Sperow, Helen W. Kinnaird Hearing Site: San Diego, CA
| | $1,148,130 |
22-01942 | 04/09/2024 | Claimant(s): John Enderle, Marguerite Enderle, Nicholas Salerno Claimant Lawyers(s): Joshua Kons Respondent(s): Michael Dworetsky, Ages Financial Services, Ltd. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Steven R. Rolnick, John J. Mager, Patrick Leo Kennedy Hearing Site: Hartford, CT
| | Dismissed by Rule 12206 |
22-01908 | 11/06/2023 | Claimant(s): Janice Mecca, Laurence Brown, Robert Mecca, Brown Family Maintenance Trust, Brown Revocable Trust, Donald M Brown Income Provider Trust Claimant Lawyers(s): Scott L. Silver Respondent(s): Ages Financial Services, Ltd. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Andrea J. Goldman, Peter M Cosel, Stephen James McLaughlin Hearing Site: Boston, MA
| | $246,114 |
22-01761 | 09/15/2023 | Claimant(s): The Reed Family Trust Claimant Lawyers(s): Jorge Altamirano Respondent(s): Ages Financial Services, Ltd. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Linda J. Baer Hearing Site: Manchester, NH
| | $0 |
21-00816 | 01/30/2023 | Claimant(s): Bruce Ryan, Richard Kreger, RHK Capital Claimant Lawyers(s): Richard Slavin Respondent(s): Susan Lemoine, William McCance, Advisory Group Equity Services Ltd., Trust Advisory Group LTD Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Edward W. Morris, Christian Leslie Billet, Jay Alan Kranis Hearing Site: New York, NY
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18-01388 | 04/24/2020 | Claimant(s): MTM Nevada Holdings Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Thomas Joseph Atkinson, Louise B. Zeuli, Irwin Venick Hearing Site: Nashville, TN
| | Settlement |
17-03044 | 04/02/2019 | Claimant(s): Michels Family Investment Trust Claimant Lawyers(s): Gary Menzer Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Gerald Silverman, Gary Frederick Birnberg, Isadora Velazquez-Rivas Hearing Site: Miami, FL
| | Expungement |
17-00071 | 10/24/2017 | Claimant(s): Carlos Nieves Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Gregory J. Getz Hearing Site: New York, NY
| | $22,103 |
17-00905 | 09/26/2017 | Claimant(s): John Serwatka Claimant Lawyers(s): John A. Serwatka Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Michael James Malone Hearing Site: Cleveland, OH
| | $368 |
17-00155 | 06/08/2017 | Claimant(s): Kathleen Eckerson Claimant Lawyers(s): Kathleen Ann Eckerson Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA
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