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FINRA Awards for Carlos Nieves

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0007110/24/2017Claimant(s): Carlos Nieves
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
Checkmark Icon$22,103

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