21-00816 | 01/30/2023 | Claimant(s): Bruce Ryan, Richard Kreger, RHK Capital Claimant Lawyers(s): Richard Slavin Respondent(s): Susan Lemoine, William McCance, Advisory Group Equity Services Ltd., Trust Advisory Group LTD Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Edward W. Morris, Christian Leslie Billet, Jay Alan Kranis Hearing Site: New York, NY
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18-04300 | 05/28/2019 | Claimant(s): Randolph Feliz Claimant Lawyers(s): Randolph Kendall Feliz Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Allan S. Bloom Arbitrator(s): Royce Russell, Christian Leslie Billet, Albert Rizzo Hearing Site: New York, NY
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13-01220 | 07/31/2015 | Claimant(s): Jorge Usandivaras Claimant Lawyers(s): John Crossman Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Michael Delikat Arbitrator(s): Leah R. Marks, Christian Leslie Billet, Wallace Anthony Showman Hearing Site: New York, NY
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09-06473 | 10/03/2012 | Claimant(s): The Segue Foundation., James Sherry IRA Account, Shirley Sherry Revocable Trust DTD 09/22 Claimant Lawyers(s): Steven D. Toskes Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Thomas Briody Arbitrator(s): Susan C. Lushing, Christian Leslie Billet, Susan Y. Chin Hearing Site: New York, NY
| | Expungement |