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FINRA Awards for Advisory Group Equity Services Ltd.

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0081601/30/2023Claimant(s): Bruce Ryan, Richard Kreger, RHK Capital
Claimant Lawyers(s): Richard Slavin
Respondent(s): Susan Lemoine, William McCance, Advisory Group Equity Services Ltd., Trust Advisory Group LTD
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Edward W. Morris, Christian Leslie Billet, Jay Alan Kranis
Hearing Site: New York, NY
09-0593110/19/2010Claimant(s): Isabelle Chang
Claimant Lawyers(s): Stephen Z. Frank
Respondent(s): Troy McElreath, Advisory Group Equity Services Ltd.
Respondent Lawyers(s): Allen N. David
Arbitrator(s): David Ellis, Howard I. Wilgoren, Debra M. Brown
Hearing Site: Boston, MA
Checkmark Icon$121,030

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