| 16-03586 | 10/16/2017 | Claimant(s): Samuel Brezel, IRA
Claimant Lawyers(s): Samuel Brezel
Respondent(s): Morgan Stanley, Kenneth Olsen
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Leah R. Marks
Hearing Site: New York, NY
|  | $0 |
| 13-01220 | 07/31/2015 | Claimant(s): Jorge Usandivaras
Claimant Lawyers(s): John Crossman
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Michael Delikat
Arbitrator(s): Leah R. Marks, Christian Leslie Billet, Wallace Anthony Showman
Hearing Site: New York, NY
| | |
| 14-02860 | 06/26/2015 | Claimant(s): Amiram Barkai, Ariel Barkai, Eileen Barkai
Claimant Lawyers(s): Christopher J. Major
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Carolyn A. Mann, Leah R. Marks, Bernard Lieberman
Hearing Site: New York, NY
| | $605,000 |
| 12-03755 | 04/09/2015 | Claimant(s): Florence Gross
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Randy Ross
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Leah R. Marks, William A. Rome, Sonja Tennille Orgias
Hearing Site: New York, NY
| | $0 |
| 12-01516 | 12/04/2014 | Claimant(s): Justin Mirro
Claimant Lawyers(s): David I. Greenberger
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Michael Delikat
Arbitrator(s): James M. Baumann, Leah R. Marks, Michael S. Perinelli
Hearing Site: New York, NY
| | |
| 12-01476 | 05/08/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jeff Zimmerman
Respondent(s): James Kenny
Respondent Lawyers(s): James M. Kenny
Arbitrator(s): Robert L. Nisely, Leah R. Marks, Arthur M. Schoenberger
Hearing Site: New York, NY
| | |
| 11-04267 | 08/28/2012 | Claimant(s): Anthony Llanes
Claimant Lawyers(s): Anthony Llanes
Respondent(s): Anthony Lodati, Brett Zinner, John Conroy, Kevin Brennan, Benson York Group., Brookville Capital Partners, New Castle Financial Group Inc.
Respondent Lawyers(s): Bradford A. Miller, Brett D. Zinner, Cristina M. Brennan, John Joseph Conroy
Arbitrator(s): Leah R. Marks, Joan Marie Chiusano, Ellen R. Badinelli
Hearing Site: New York, NY
| | |
| 09-06667 | 04/04/2012 | Claimant(s): Colman McCarthy
Claimant Lawyers(s): John D. Singer
Respondent(s): Michael Byl, William Schloth, Southridge Investment Group LL
Respondent Lawyers(s): David E. Danovitch
Arbitrator(s): Carolyn A. Mann, Leah R. Marks, Sherri L. Hughes
Hearing Site: New York, NY
| | $780,100 |
| 08-05019 | 10/11/2011 | Claimant(s): Dalila Costa-Leroy
Claimant Lawyers(s): Richard J. Babnick
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Douglas H. Wigdor
Arbitrator(s): Harvey Barrison, Leah R. Marks, Erica Levitt
Hearing Site: New York, NY
| | |
| 10-00721 | 09/23/2011 | Claimant(s): Ron Barry, Susan Barry
Claimant Lawyers(s): Ron Barry
Respondent(s): Kenneth Lynn, Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Stephen J. Storen, Richard Weinberger, Leah R. Marks
Hearing Site: New York, NY
| | Expungement |
