| 13-03688 | 05/01/2015 | Claimant(s): Kuku Walia
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Richard W. Cutler, Frances Gottfried, Sonja Tennille Orgias
Hearing Site: New York, NY
|  | Expungement |
| 12-03755 | 04/09/2015 | Claimant(s): Florence Gross
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Randy Ross
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Leah R. Marks, William A. Rome, Sonja Tennille Orgias
Hearing Site: New York, NY
| | $0 |
| 14-01727 | 09/12/2014 | Claimant(s): Benjamin Pace, Lawrence Weissman
Claimant Lawyers(s): Kevin Reed
Respondent(s): David Jumper, Deutsche Bank Securities., Jessica Farrell, Lindsey Nadel, Neza Bevc, Patrick Murray, Quinn Portfolio, Steven Kurosko, Deutsche Bank Trust Company Americas, Deutsche Bank Trust Corporation, Deutsche Investment Management Americas,
Respondent Lawyers(s): Howard Elman, John Siegel, Kevin Reed
Arbitrator(s): Catherine I. Gulevich, Sonja Tennille Orgias, Antonio Olivero
Hearing Site: New York, NY
| | |
