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FINRA Awards for Kuku Walia

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0368805/01/2015Claimant(s): Kuku Walia
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Richard W. Cutler, Frances Gottfried, Sonja Tennille Orgias
Hearing Site: New York, NY
Checkmark IconExpungement

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