Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02543 | 05/21/2024 | Claimant(s): Jay Sheth Claimant Lawyers(s): Craig Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Madelon M. Rosenfeld, John Nino Brenkovich, Frances Gottfried Hearing Site: New York, NY | ||
| 16-00798 | 10/06/2016 | Claimant(s): Christopher Calabrese Claimant Lawyers(s): Katherine Harrison Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Martin A. Edelstein, Frances Gottfried, John Farrell Connor Hearing Site: New York, NY | ||
| 13-03688 | 05/01/2015 | Claimant(s): Kuku Walia Claimant Lawyers(s): Benjamin Lapin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Richard W. Cutler, Frances Gottfried, Sonja Tennille Orgias Hearing Site: New York, NY |  | Expungement |