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FINRA Awards for John Farrell Connor

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0327009/27/2021Claimant(s): National Securities Corporation
Claimant Lawyers(s): Fred Knopf
Respondent(s): Kurt Stein
Respondent Lawyers(s): Kurt Anthony Stein
Arbitrator(s): Peter A. Seibel, John Farrell Connor, Noah Jonathan Hanft
Hearing Site: New York, NY
16-0079810/06/2016Claimant(s): Christopher Calabrese
Claimant Lawyers(s): Katherine Harrison
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Martin A. Edelstein, Frances Gottfried, John Farrell Connor
Hearing Site: New York, NY

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