| 20-02401 | 12/23/2022 | Claimant(s): Ramakrishna Chav MD PA, for its 401Ks, Ramakrishna Chava MD PA, for its PSP, Ramakrishna Chava, for his Roth IRA, for his SEP IRA, Chava Family LP, a Partnership, Ramakrishna Chava as Trustee
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred Knopf
Arbitrator(s): Sherry R. Wetsch, Allan R. Lazor, Lisa Lemons
Hearing Site: Houston, TX
|  | Expungement |
| 20-03270 | 09/27/2021 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Fred Knopf
Respondent(s): Kurt Stein
Respondent Lawyers(s): Kurt Anthony Stein
Arbitrator(s): Peter A. Seibel, John Farrell Connor, Noah Jonathan Hanft
Hearing Site: New York, NY
| | |
| 19-01728 | 01/26/2021 | Claimant(s): Herbert Cohen
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): National Securities Corporation, Scott Matalon
Respondent Lawyers(s): Frank J. Cuccio, Fred Knopf
Arbitrator(s): Fern Sue Reidman, Ellyn S. Roth, Anna Lascar
Hearing Site: New York, NY
| | Expungement |
| 18-04203 | 06/04/2020 | Claimant(s): Rick McKinney, RDRJ
Claimant Lawyers(s): Joseph H. Bocock
Respondent(s): National Securities Corporation, Stuart Updegrove
Respondent Lawyers(s): Fred Knopf
Arbitrator(s): James A. Parker, Stephen James Cavanaugh, G. Dennis Sheehan
Hearing Site: Houston, TX
| | $0 |
| 17-02960 | 02/26/2019 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Fred Knopf
Respondent(s): Steven Bell
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Mark C. Perry, Lawrence C. Levey, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
| | |
| 17-00690 | 05/29/2018 | Claimant(s): Anthony Micele
Claimant Lawyers(s): John E Lawlor
Respondent(s): Donald Bianco, Jason Walsh, National Securities Corporation
Respondent Lawyers(s): Fred Knopf
Arbitrator(s): Susan E. Harkins, Eugene G. P. Byrne, Regina Waynes Joseph
Hearing Site: New York, NY
| | |
| 11-04658 | 12/19/2013 | Claimant(s): Hugh Hunsinger, Mary Hunsinger
Claimant Lawyers(s): Richard J. Grahn
Respondent(s): Hugh Hunsinger, Lincoln Financial Advisors Corporation, Sagemark Consulting, The Lincoln National Life Insurance Co.
Respondent Lawyers(s): Fred Knopf, Hugh Robert Hunsinger
Arbitrator(s): Diane Getzler, Francis J. Pavetti, Charles Franklin Willson
Hearing Site: Hartford, CT
| | $3,502,760 |
