| 15-03186 | 09/17/2019 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Stephen M Kramarsky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Carl Mills
Arbitrator(s): Leonard M. Bakal, Susan E. Harkins, Margaret Else Nelson
Hearing Site: New York, NY
| | |
| 17-00690 | 05/29/2018 | Claimant(s): Anthony Micele
Claimant Lawyers(s): John E Lawlor
Respondent(s): Donald Bianco, Jason Walsh, National Securities Corporation
Respondent Lawyers(s): Fred Knopf
Arbitrator(s): Susan E. Harkins, Eugene G. P. Byrne, Regina Waynes Joseph
Hearing Site: New York, NY
| | |
| 17-00229 | 01/08/2018 | Claimant(s): Philippe Damiba
Claimant Lawyers(s): Philippe Damiba
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Susan E. Harkins, Sam Antar, Ernesto V. Luzzatto
Hearing Site: New York, NY
|  | $0 |
| 14-03457 | 04/13/2016 | Claimant(s): John Carris Investments LLC
Claimant Lawyers(s): Christopher P. Greeley
Respondent(s): COR Clearing LLC
Respondent Lawyers(s): Willard Knox
Arbitrator(s): Berton Seltzberg, Anthony J. Raimondi, Susan E. Harkins
Hearing Site: New York, NY
| | |
| 12-01205 | 08/08/2013 | Claimant(s): Saratoga Capital Markets
Claimant Lawyers(s): Kevin Tingley
Respondent(s): J.P. Morgan Clearing Corp.
Respondent Lawyers(s): Lauren Fox
Arbitrator(s): Farrell C. Glasser, Susan E. Harkins, Sally Jane Sancimino
Hearing Site: New York, NY
| | |
| 06-02135 | 01/03/2008 | Claimant(s): Steven Nadler
Claimant Lawyers(s): Ruthann G. Niosi
Respondent(s): J.J.B. Hilliard, W.L. Lyons, PNC Investment
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Mark D. Quinn, Susan E. Harkins, Robert Philip Mather
Hearing Site: Newark, NJ
| | |
