| 17-01867 | 09/13/2018 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Darren Haines
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): Anthony J. Raimondi, Richard E. Castiglioni, Gerald M. Levine
Hearing Site: New York, NY
| | |
| 15-01201 | 07/24/2018 | Claimant(s): AC Scout Trading
Claimant Lawyers(s): Steven P. Gomberg
Respondent(s): Newedge USA, SG Americas Securities
Respondent Lawyers(s): William J. Nissen
Arbitrator(s): Sandra Gale Behrle, Anthony J. Raimondi, James Anthony Maccaro
Hearing Site: New York, NY
|  | $0 |
| 15-00389 | 07/16/2018 | Claimant(s): Kevin Sheridan
Claimant Lawyers(s): Gary Trachten
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): Anthony J. Raimondi, Ronald Harris Kisner, Eric Goldman
Hearing Site: New York, NY
| | |
| 14-03457 | 04/13/2016 | Claimant(s): John Carris Investments LLC
Claimant Lawyers(s): Christopher P. Greeley
Respondent(s): COR Clearing LLC
Respondent Lawyers(s): Willard Knox
Arbitrator(s): Berton Seltzberg, Anthony J. Raimondi, Susan E. Harkins
Hearing Site: New York, NY
| | |
| 08-01194 | 07/01/2010 | Claimant(s): Trident Partners Ltd
Claimant Lawyers(s): Eugene L. Small
Respondent(s): Brian Schantz, Edward Flynn, Francine Lanaia, Timothy Flynn, Alexander Capital, L.P.
Respondent Lawyers(s): Carl Lanzisera, Eugene L. Small, Francine A. Lanaia
Arbitrator(s): Sandra J. Mullings, Anthony J. Raimondi, Richard C. Bell
Hearing Site: New York, NY
| | |
| 09-01482 | 06/16/2010 | Claimant(s): Stew Bird, Susan Bird
Claimant Lawyers(s): Stewart Bird
Respondent(s): Kevin O'Leary, Alliance Berstein, L.P., Bernstein Global Wealth Management, Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sean M. Murphy
Arbitrator(s): Hugh N. Fryer, Sandra J. Mullings, Anthony J. Raimondi
Hearing Site: New York, NY
| | $0 |
| 07-02662 | 05/29/2009 | Claimant(s): Murphy & Durieu
Claimant Lawyers(s): James M. Moriarty
Respondent(s): Cindy Dodeles, David Dodeles, J.P. Morgan Securities, Louis Cesario, RBC Capital Markets Corporation, Hamershlag, Dodeles & Co., Penson Financial Services.
Respondent Lawyers(s): Cindy Dodeles, David S. Richan, Gene L. Small, Ivan Dodeles, Joseph F. Keenan, Louis Cesario
Arbitrator(s): David S. Billet, Robert Pincus, Anthony J. Raimondi
Hearing Site: New York, NY
| | |
| 08-00196 | 04/23/2009 | Claimant(s): Joseph Botkier
Claimant Lawyers(s): Bjorn Holubar
Respondent(s): Harold Cohen, Harold Sidel, HKC Securities., Sidel Group
Respondent Lawyers(s): Jeffrey S. Boxer, Steven K. Meier
Arbitrator(s): Alvin Green, Anthony J. Raimondi, David Kramer
Hearing Site: New York, NY
| | $0 |
