14-01945 | 04/13/2015 | Claimant(s): Cheryl Caiazza, Gerald Abatemarco, III, Michael Tillman, Anthony Caiazza IRA, Bryan Gelman IRA, Eric Gelman IRA, Gerald Abatemarco IRA, Lynn Gelman IRA, Nancy Abatemarco IRA, Preston Gelman IRA, Anthony Caiazza and Cheryl Caiazza, Eric Gelman and Lynn Gelman, Gerald Abatemarco & Nancy Abatemarco, Joseph Gallina and Diane Gallina, Steven Tillman and Penny Tillman, ASB Profit Sharing Plan U/A DTD 9/1/85, A&A Brake Service Retirement Trust` Claimant Lawyers(s): Martin P. Hunger Respondent(s): Scottrade Inc. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Julian F. Santos, Alvin Green, Nancy Kramer Hearing Site: New York, NY
| | Dismissed by Rule 12504 |
13-01183 | 10/03/2013 | Claimant(s): Michael Simons Claimant Lawyers(s): Michael Simons Respondent(s): Miller Tabak + Co. Respondent Lawyers(s): Glenn Marone Arbitrator(s): Alvin Green Hearing Site: New York, NY
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11-04228 | 05/21/2012 | Claimant(s): Joseph A. Graziose & Florence M. Hechtel Claimant Lawyers(s): Keith L. Griffin Respondent(s): David Lerner Associates. Respondent Lawyers(s): Joseph C. Pickard Arbitrator(s): Alvin Green Hearing Site: New York, NY
| | $24,875 |
10-04496 | 02/16/2012 | Claimant(s): Peter Bilden Claimant Lawyers(s): Eric R. Stern Respondent(s): Macquarie Capital (USA) Inc. Respondent Lawyers(s): Robert S. Whitman Arbitrator(s): David I. Goldblatt, Alvin Green, Robert L. Herskovits Hearing Site: New York, NY
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08-04212 | 04/09/2010 | Claimant(s): Janet Marcus, Marcus Kappel & Co. 401K, David Marcus Profit Sharing Plan Claimant Lawyers(s): Seth E. Lipner Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Fred S. Pieroni, Alvin Green, Denise L. Quarles Hearing Site: New York, NY
| | $490,610 |
09-01094 | 01/19/2010 | Claimant(s): Fredi Queen Claimant Lawyers(s): David H. Ledgin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Vicki Z. Holleman, Michael F. Fitzgerald, Alvin Green Hearing Site: New York, NY
| | $0 |
08-02498 | 11/24/2009 | Claimant(s): Waretown Properties Claimant Lawyers(s): Solomon N Klein Respondent(s): Arbraham Frankl, Clayton Rimmer, E*Trade Securities LLC, Highgate Properties LLC Respondent Lawyers(s): Abraham Frankl, John Bersin, Solomon N. Klein Arbitrator(s): Donald Ferguson, Joseph D. Cosgrove, Alvin Green Hearing Site: New York, NY
| | $94,580 |
08-04585 | 08/06/2009 | Claimant(s): Harold Kozupsky, Jeanette Kozupsky, Harold and Jeanette Kozupsky, IRA, Harold Kozupsky and Jeanette Kozupsky Claimant Lawyers(s): Jenice L. Malecki Respondent(s): George Gladman, Ronald Slevin, RBC Dain Raucher Respondent Lawyers(s): Joel E. Davidson Arbitrator(s): John F. Duane, Alvin Green, James D. Yellen Hearing Site: New York, NY
| | Stipulated Award and Expungement |
08-00636 | 05/22/2009 | Claimant(s): Antoine Katbe Claimant Lawyers(s): Adam J. Gana Respondent(s): Nicholas Buonocore, Olympia Asset Management, Ltd. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Ernest Fanwick, Alvin Green, Lawrence B. Schiffman Hearing Site: New York, NY
| | $49,243 |
08-00196 | 04/23/2009 | Claimant(s): Joseph Botkier Claimant Lawyers(s): Bjorn Holubar Respondent(s): Harold Cohen, Harold Sidel, HKC Securities., Sidel Group Respondent Lawyers(s): Jeffrey S. Boxer, Steven K. Meier Arbitrator(s): Alvin Green, Anthony J. Raimondi, David Kramer Hearing Site: New York, NY
| | $0 |