| 23-02872 | 04/12/2024 | Claimant(s): David Peyser
Claimant Lawyers(s): Stephan Louviere
Respondent(s): PNC Investments
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
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| 18-02160 | 07/19/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert S. Whitman
Respondent(s): Carl Buhr
Respondent Lawyers(s): Edgar Rivera
Arbitrator(s): Evonne WJ Tolbert, Sandra J. Mullings, Martin L. Feinberg
Hearing Site: New York, NY
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| 18-01782 | 02/17/2022 | Claimant(s): Alicia Cabouli
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Leona Beane, Robin H. Gise, Regina Waynes Joseph
Hearing Site: New York, NY
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| 20-01537 | 12/09/2020 | Claimant(s): Emil Baczyk
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): PNC Investments
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Jersey City, NJ
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| 12-00776 | 06/04/2013 | Claimant(s): Daniel Zircher
Claimant Lawyers(s): Michael E. Grenert
Respondent(s): Macquarie Capital (USA) Inc.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Christina Kallas, Jill I. Gross
Hearing Site: New York, NY
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| 10-04496 | 02/16/2012 | Claimant(s): Peter Bilden
Claimant Lawyers(s): Eric R. Stern
Respondent(s): Macquarie Capital (USA) Inc.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): David I. Goldblatt, Alvin Green, Robert L. Herskovits
Hearing Site: New York, NY
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| 08-04039 | 06/10/2011 | Claimant(s): Alaina Spilkevitz
Claimant Lawyers(s): Michael C. Farkas
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Roger J. Hawke, William G. Binckes, Nicholas Brunero
Hearing Site: New York, NY
| | Expungement |
| 08-02210 | 03/15/2010 | Claimant(s): Andrew McConnell
Claimant Lawyers(s): Michael Schwartzberg
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Joel P. Mellis, Harry T. Walters, Christine Moore
Hearing Site: New York, NY
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| 06-02188 | 01/02/2008 | Claimant(s): Francis McDonough
Claimant Lawyers(s): Robert S. Whitman
Respondent(s): W.H. Reaves & Co..
Respondent Lawyers(s): Thomas P. Lane
Arbitrator(s): Herbert Siegel, Richard S. Peskin, Joseph F. Grassi
Hearing Site: New York, NY
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