| 09-02635 | 06/18/2010 | Claimant(s): Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Thomas B. Kinzler
Respondent(s): Citigroup Global Markets., Citigroup Global Markets, Ltd.
Respondent Lawyers(s): Susan J. Steinthal
Arbitrator(s): Richard S. Peskin, William C. Struyk, Richard J. McLynn
Hearing Site: New York, NY
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| 06-04200 | 10/01/2008 | Claimant(s): Barbara Lerner
Claimant Lawyers(s): Lisa Catalano
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): J. Martin McDonough, Richard S. Peskin, Linda G. March
Hearing Site: New York, NY
|  | $0 |
| 06-02188 | 01/02/2008 | Claimant(s): Francis McDonough
Claimant Lawyers(s): Robert S. Whitman
Respondent(s): W.H. Reaves & Co..
Respondent Lawyers(s): Thomas P. Lane
Arbitrator(s): Herbert Siegel, Richard S. Peskin, Joseph F. Grassi
Hearing Site: New York, NY
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| 04-00577 | 09/25/2007 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Carolyn Cohen, Larry Rothenberg, Merrill Lynch Pierce Fenner & Smith Inc., MLFPS Cust FPO Lee Container & Paper, Testamentary Trust U/W of Henry Cohen
Respondent Lawyers(s): John C. Kelly, Patrick J. Monaghan
Arbitrator(s): Richard S. Peskin, Alfred Fingerman, Demetrio S. Timban
Hearing Site: Newark, NJ
| | $0 |
