| 15-00689 | 01/04/2016 | Claimant(s): Alan Gallantar
Claimant Lawyers(s): Allan Gallantar
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Christina Kallas
Hearing Site: New York, NY
|  | $0 |
| 13-02421 | 09/25/2015 | Claimant(s): Eugen Mersch
Claimant Lawyers(s): Louis J. Maione
Respondent(s): Howard Allen, Allen Partners, Portfolio Advisors Alliance.
Respondent Lawyers(s): Jordan M. Kam
Arbitrator(s): Christina Kallas, Jeffery A. Hamer, Isabeth Ann Gluck
Hearing Site: New York, NY
| | $0 |
| 13-03179 | 07/10/2014 | Claimant(s): Newport Coast Securities.
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Andre Labarbera, Antonio Costanzo, David Levy
Respondent Lawyers(s): Andre Vincent Labarbera, Antonio Costanzo, David Michael Levy
Arbitrator(s): Christina Kallas
Hearing Site: New York, NY
| | |
| 12-02895 | 05/30/2014 | Claimant(s): Melvin Shapiro and Linda Shapiro
Claimant Lawyers(s): Jospeh A. Sack
Respondent(s): Brian Kaplan, Erik Fiebert, Deutsche Bank Alex.Brown
Respondent Lawyers(s): Donald N. Cohen
Arbitrator(s): Christina Kallas, Arthur M. Handler, Brooks White
Hearing Site: New York, NY
| | Expungement |
| 12-00776 | 06/04/2013 | Claimant(s): Daniel Zircher
Claimant Lawyers(s): Michael E. Grenert
Respondent(s): Macquarie Capital (USA) Inc.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Christina Kallas, Jill I. Gross
Hearing Site: New York, NY
| | |
| 11-00013 | 10/16/2012 | Claimant(s): Marc Henig
Claimant Lawyers(s): Marc Henig
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Christina Kallas
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
| 09-04797 | 02/29/2012 | Claimant(s): Cutler Group, DC Trading Partners L.L.C., Everest Trading, MOG Capital L.L.C., Vtrader Pro
Claimant Lawyers(s): Martin P. Russo
Respondent(s): Joseph Pires, Kellogg Capital Group LLC, Kellogg Capital Markets, US Clearing Corp
Respondent Lawyers(s): George Brunelle, Michael H. Ference
Arbitrator(s): Douglas F. Stone, Christina Kallas, Sam Antar
Hearing Site: New York, NY
| | |
| 09-03452 | 11/30/2010 | Claimant(s): Angelo Luongo, John Giambrone, Kathryn Roda, Marion Luongo
Claimant Lawyers(s): Barry Lax
Respondent(s): Albert Wardi, Anthony Mediate, Carlton Capital Inc., Clayton, Dunning & Company.
Respondent Lawyers(s): David A Schrader, Eric J. Dec
Arbitrator(s): Christina Kallas, Judith P. Brooks, Martin J. Oppenheimer
Hearing Site: New York, NY
| | Stipulated Award |
| 09-01705 | 12/16/2009 | Claimant(s): Henry J. Tortora and Herta M. Tortotra
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Jason Bertsch, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Cindy B. Eisenberg, Christina Kallas, Paul Giappone
Hearing Site: New York, NY
| | $0 |
