Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00573 | 06/14/2022 | Claimant(s): Brian Dennis Claimant Lawyers(s): Kita Lantman Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Mark Lippman Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Thomas E. Hommel, Cindy B. Eisenberg, Lynne M. Reid-McQueen Hearing Site: New York, NY | ||
| 15-02168 | 06/21/2016 | Claimant(s): Shane Grimaldi Claimant Lawyers(s): Jonathan Sack Respondent(s): MBSC Securities Corporation Respondent Lawyers(s): Kenneth Kirschner Arbitrator(s): Cindy B. Eisenberg, Abigail J. Pessen, James Vincent Poma Hearing Site: New York, NY | ||
| 09-01705 | 12/16/2009 | Claimant(s): Henry J. Tortora and Herta M. Tortotra Claimant Lawyers(s): Lawrence R. Gelber Respondent(s): Jason Bertsch, Fidelity Brokerage Services LLC Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): Cindy B. Eisenberg, Christina Kallas, Paul Giappone Hearing Site: New York, NY |  | $0 |