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FINRA Awards for Mark Lippman

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0057306/14/2022Claimant(s): Brian Dennis
Claimant Lawyers(s): Kita Lantman
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Mark Lippman
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Thomas E. Hommel, Cindy B. Eisenberg, Lynne M. Reid-McQueen
Hearing Site: New York, NY
14-0011312/04/2014Claimant(s): George A. Francis Revocable Trust dtd 11
Claimant Lawyers(s): George A. Francis
Respondent(s): Dewey Darwin, Mark Lippman
Respondent Lawyers(s): Chad Weaver, Mark Lippman
Arbitrator(s): Patricia G. Parthe
Hearing Site: Phoenix, AZ
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