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FINRA Awards for Cutler Group

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0354511/07/2017Claimant(s): Michelle Feins Rev. Trust
Claimant Lawyers(s): Martin Feins
Respondent(s): Goldman, Sachs and Company, Citadel Securities LLC, Cutler Group
Respondent Lawyers(s): Doug Patterson, Evan Stewart, Michael G. Felty
Arbitrator(s): Robert J. Buchner
Hearing Site: Boca Raton, FL
Checkmark Icon$9,400
09-0479702/29/2012Claimant(s): Cutler Group, DC Trading Partners L.L.C., Everest Trading, MOG Capital L.L.C., Vtrader Pro
Claimant Lawyers(s): Martin P. Russo
Respondent(s): Joseph Pires, Kellogg Capital Group LLC, Kellogg Capital Markets, US Clearing Corp
Respondent Lawyers(s): George Brunelle, Michael H. Ference
Arbitrator(s): Douglas F. Stone, Christina Kallas, Sam Antar
Hearing Site: New York, NY

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