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FINRA Awards for Eric J. Dec

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0152505/14/2018Claimant(s): Elma McKenzie, Elma D. McKenzie IRA
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Karl Foust, HD Vest Advisory Services., HD Vest Investment Services
Respondent Lawyers(s): Eric J. Dec, Neil S. Baritz
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
Checkmark Icon$0
16-0275608/25/2017Claimant(s): Donald Adams, Eleanor Reed, Suvawinds.
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Christopher Goslin, David Bernstein, Domenic Morrone, Richard Nummi
Respondent Lawyers(s): David John Bernstein, Domenic James Morrone, Eric J. Dec, Richard Mark Nummi
Arbitrator(s): Robert E. Jenks, Lori A. Coleman, Joseph Francis Young
Hearing Site: Los Angeles, CA
Checkmark Icon$147,019
12-0141211/26/2013Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Robert Ainbinder
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Jerry P. DeNigris, Linda J. Baer, Bryan David Glass
Hearing Site: Newark, NJ
12-0321409/16/2013Claimant(s): Prudential Annuities Distributors
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Eric J. Dec
Arbitrator(s): Richard Slavin, Alice Holly Oshins, James J. Gadarowski
Hearing Site: Hartford, CT
12-0413209/12/2013Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Dimitrios Koutsoubos
Respondent Lawyers(s): Dimitrios Koutsoubos
Arbitrator(s): Richard J. Kaplan
Hearing Site: Boca Raton, FL
12-0399805/23/2013Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Nicholas D'amico
Respondent Lawyers(s): Nicholas D'Amico
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
12-0007508/01/2012Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Donald Watson
Respondent Lawyers(s): Donald Watson
Arbitrator(s): Douglas Martin Crow
Hearing Site: Portland, OR
10-0228512/07/2010Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Scott Mason
Respondent Lawyers(s): Scott David Mason
Arbitrator(s): Guy K. Stewart
Hearing Site: Orlando, FL
09-0345211/30/2010Claimant(s): Angelo Luongo, John Giambrone, Kathryn Roda, Marion Luongo
Claimant Lawyers(s): Barry Lax
Respondent(s): Albert Wardi, Anthony Mediate, Carlton Capital Inc., Clayton, Dunning & Company.
Respondent Lawyers(s): David A Schrader, Eric J. Dec
Arbitrator(s): Christina Kallas, Judith P. Brooks, Martin J. Oppenheimer
Hearing Site: New York, NY
Checkmark IconStipulated Award
09-0355111/18/2010Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Mitchell Sloane
Respondent Lawyers(s): Mitchell Harris Sloane
Arbitrator(s): Sandra J. Mullings, Jan Louise Ulman, Joseph M. Buffone
Hearing Site: New York, NY

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