Potomac Analytics' Logo

FINRA Awards for Guy K. Stewart

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0112002/02/2012Claimant(s): Glenna Flautt
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John Golwen
Arbitrator(s): Guy K. Stewart, Edward B. Scott, Thomas Richard Delaney
Hearing Site: Memphis, TN
Checkmark Icon$0
10-0484206/01/2011Claimant(s): Securities America.
Claimant Lawyers(s): Kelly R Davis
Respondent(s): Kathleen Loflin
Respondent Lawyers(s): Kathleen Jena Loflin
Arbitrator(s): Guy K. Stewart
Hearing Site: Orlando, FL
10-0228512/07/2010Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Scott Mason
Respondent Lawyers(s): Scott David Mason
Arbitrator(s): Guy K. Stewart
Hearing Site: Orlando, FL
10-0237312/07/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Jonathan DeJulio
Respondent Lawyers(s): Jonathan DeJulio
Arbitrator(s): Guy K. Stewart
Hearing Site: Orlando, FL
09-0256903/26/2010Claimant(s): Chicago Investment Group
Claimant Lawyers(s): Howard J. Rosenburg
Respondent(s): Joseph Galbo
Respondent Lawyers(s): Steven M. Selz
Arbitrator(s): Guy K. Stewart
Hearing Site: Boca Raton, FL
09-0198210/20/2009Claimant(s): Priscila Martins
Claimant Lawyers(s): Priscila Martins
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Guy K. Stewart
Hearing Site: Orlando, FL
Checkmark Icon$2,488
07-0319410/09/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Joel Cohen
Respondent Lawyers(s): Joel Cohen
Arbitrator(s): Guy K. Stewart
Hearing Site: Boca Raton, FL
Checkmark Icon$0
07-0146310/30/2007Claimant(s): John McQueston
Claimant Lawyers(s): John McQueston
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Guy K. Stewart
Hearing Site: Boca Raton, FL
Checkmark Icon$0

8 Results

Display: