| 22-01616 | 11/21/2023 | Claimant(s): Eric Chirinsky, Chirinsky Investments LLLP, The Eric Chirinsky Family Trust
Claimant Lawyers(s): Andrew M. Greenidge
Respondent(s): Juda Schechter, Mariner dba Mariner Wealth Advisors
Respondent Lawyers(s): Howard J. Rosenburg
Arbitrator(s): Robert Steven Haught
Hearing Site: Boca Raton, FL
|  | Expungement |
| 21-02571 | 09/14/2023 | Claimant(s): Harold Mellin as Trustee, Suzanne Mellin as Trustee
Claimant Lawyers(s): Andrew M. Greenidge
Respondent(s): Faith Xenos, Mariner
Respondent Lawyers(s): Howard J. Rosenburg
Arbitrator(s): Monica I. Salis, William Kent Brown, Daniel Nathan Schatz
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-00310 | 04/06/2017 | Claimant(s): John Summerfield, John A. Summerfield IRA, John A. Summerfield Trust
Claimant Lawyers(s): Howard J. Rosenburg
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Ellen Sheridan-Cona Esq.
Arbitrator(s): Howard Z. Gopman, Michael S. Jordan, Seymour Andrew Newman
Hearing Site: Chicago, IL
| | Expungement |
| 16-00222 | 02/09/2017 | Claimant(s): Bruce Pritz, Edward Edington, Jerry Oshinski, Lorraine Pritz, Robin Oshinski, Wallace Pritz, Edward Edington IRA, Jerry Oshinski IRA, Robin Oshinski IRA
Claimant Lawyers(s): Howard J. Rosenburg
Respondent(s): Louis Scherschel, Sigma Financial Corporation, Sigma Planning Corporation
Respondent Lawyers(s): Jonathan M. Sterling, Stephany D. McLaughlin
Arbitrator(s): James D. Adducci, Leon Fox, Edward John Zulkey
Hearing Site: Chicago, IL
| | Expungement |
| 16-00359 | 12/08/2016 | Claimant(s): Lightspeed Trading
Claimant Lawyers(s): Howard J. Rosenburg
Respondent(s): Jaime Collin
Respondent Lawyers(s): Jaime H. Collin
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | Stipulated Award |
| 09-06004 | 01/25/2012 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Joseph Papez
Respondent Lawyers(s): Howard J. Rosenburg
Arbitrator(s): Herb Schwartz
Hearing Site: Las Vegas, NV
| | |
| 09-04261 | 06/09/2011 | Claimant(s): Chicago Investment Group, Llc
Claimant Lawyers(s): Howard J. Rosenburg
Respondent(s): Cinthia Collins
Respondent Lawyers(s): Cinthia Faye Collins
Arbitrator(s): Mark L Miller
Hearing Site: Chicago, IL
| | |
| 09-02569 | 03/26/2010 | Claimant(s): Chicago Investment Group
Claimant Lawyers(s): Howard J. Rosenburg
Respondent(s): Joseph Galbo
Respondent Lawyers(s): Steven M. Selz
Arbitrator(s): Guy K. Stewart
Hearing Site: Boca Raton, FL
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