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FINRA Awards for Seymour Andrew Newman

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0031004/06/2017Claimant(s): John Summerfield, John A. Summerfield IRA, John A. Summerfield Trust
Claimant Lawyers(s): Howard J. Rosenburg
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Ellen Sheridan-Cona Esq.
Arbitrator(s): Howard Z. Gopman, Michael S. Jordan, Seymour Andrew Newman
Hearing Site: Chicago, IL
Checkmark IconExpungement
13-0114210/15/2015Claimant(s): Board of Trustees of the Iron Workers Lo
Claimant Lawyers(s): William P. Callinan
Respondent(s): Citigroup Global Markets., Morgan Stanley Smith Barney, Smith Barney.
Respondent Lawyers(s): Rawn Howard Reinhard
Arbitrator(s): Michael Nathanson, Susan L. Walker, Seymour Andrew Newman
Hearing Site: Chicago, IL
Checkmark IconExpungement
11-0166901/28/2013Claimant(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A.
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sean Gorman, Thomas Lillard
Respondent Lawyers(s): Bradley D. Hergott, Simon J Hill
Arbitrator(s): Roger B. Johnston, Philip J. Glick, Seymour Andrew Newman
Hearing Site: Chicago, IL

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