| 13-01142 | 10/15/2015 | Claimant(s): Board of Trustees of the Iron Workers Lo
Claimant Lawyers(s): William P. Callinan
Respondent(s): Citigroup Global Markets., Morgan Stanley Smith Barney, Smith Barney.
Respondent Lawyers(s): Rawn Howard Reinhard
Arbitrator(s): Michael Nathanson, Susan L. Walker, Seymour Andrew Newman
Hearing Site: Chicago, IL
|  | Expungement |
| 11-00936 | 11/15/2011 | Claimant(s): Eureal Gardner
Claimant Lawyers(s): Eureal A. Gardner
Respondent(s): Smith Barney.
Respondent Lawyers(s): Tracey L. Gerber
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
| | $0 |
| 09-03980 | 07/12/2011 | Claimant(s): Alan Kovner, Alan Kovner Scholars Choice FBO J Kovner, Alan M. Kovner ACF Joshua A. Kovner U/NY, Alan Kover CGM IRA Custodian, Joshua A. Kovner TTEE FBO Alan Kovner
Claimant Lawyers(s): Vincent W. Ansanelli
Respondent(s): Citigroup Global Markets., Smith Barney.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Barry Feiden, Jerome H. Levy, Keely D. Parr
Hearing Site: New York, NY
| | Expungement |
| 09-01764 | 03/01/2010 | Claimant(s): Phyllis Shore
Claimant Lawyers(s): Jennifer M. Jordan
Respondent(s): Citigroup Global Markets., Ron Cukier, Smith Barney.
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Daniel J. McCarthy, John A. Scudiero, Philip Rachmelowitz
Hearing Site: New York, NY
| | $0 |
