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FINRA Awards for Tracey L. Gerber

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0387803/23/2020Claimant(s): David Bindelglass
Claimant Lawyers(s): Scott C. Matasar
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracey L. Gerber
Arbitrator(s): Sam Antar, Linda J. Baer, Kevin Holt
Hearing Site: Newark, NJ
15-0200901/18/2018Claimant(s): Patricia Metz
Claimant Lawyers(s): Sandra D. Parker
Respondent(s): David Jarach, Morgan Stanley
Respondent Lawyers(s): Tracey L. Gerber
Arbitrator(s): Sandra J. Mullings, Linda J. Baer, Richard E. Castiglioni
Hearing Site: New York, NY
11-0093611/15/2011Claimant(s): Eureal Gardner
Claimant Lawyers(s): Eureal A. Gardner
Respondent(s): Smith Barney.
Respondent Lawyers(s): Tracey L. Gerber
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
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