| 12-00961 | 12/20/2013 | Claimant(s): Clocktower Tax Credits LLC, Northeast Securities.
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Vert Investment Group, Vert Securities, Llc
Respondent Lawyers(s): J. Randle Henderson
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
| | |
| 13-01694 | 11/15/2013 | Claimant(s): Petr Berka
Claimant Lawyers(s): Petr Berka
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
|  | $0 |
| 11-04015 | 04/27/2012 | Claimant(s): Thomas Buoneto, IRA
Claimant Lawyers(s): Thomas Buoneto
Respondent(s): Wells Fargo Advisors, Peter Smith
Respondent Lawyers(s): William S. Port
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
| | $0 |
| 11-00936 | 11/15/2011 | Claimant(s): Eureal Gardner
Claimant Lawyers(s): Eureal A. Gardner
Respondent(s): Smith Barney.
Respondent Lawyers(s): Tracey L. Gerber
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
| | $0 |
| 09-01610 | 11/05/2010 | Claimant(s): Kevin Doyle
Claimant Lawyers(s): Joseph F. Keenan
Respondent(s): Donald Wojnowski, Timothy Moyer, Vlad Uchenik, Empire Financial Group.
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
| | |
| 09-01421 | 03/24/2010 | Claimant(s): Irving Scharff
Claimant Lawyers(s): Irving Scharff
Respondent(s): Wachovia Securities, Edward Mercier, A.G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
| | $0 |
| 08-02229 | 10/26/2009 | Claimant(s): David Schoen
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Charles Friedlander, Citigroup Global Markets., Lawrence Ellner
Respondent Lawyers(s): Alejandre Schwed
Arbitrator(s): Jeffrey Bega, Martin H. Zern, Peter P. Skomorowsky
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 09-00356 | 07/16/2009 | Claimant(s): Robert Kelly
Claimant Lawyers(s): Robert J Kelly
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Lori Pennay
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
| | |
| 08-01376 | 10/31/2008 | Claimant(s): Gwen Snorteland
Claimant Lawyers(s): Howard I. Elman
Respondent(s): Mizuho Securities USA Inc.
Respondent Lawyers(s): Ronald E. Richman
Arbitrator(s): Arnold L. Goren, Peter P. Skomorowsky, Arthur H. Sobel
Hearing Site: New York, NY
| | |
| 05-05919 | 12/28/2007 | Claimant(s): Silverstein Investments, LTD., Goldendale Investments, Ltd and et al
Claimant Lawyers(s): Wayne Josel
Respondent(s): David Niederkrome, John Jessum, Great Eastern Securities., Penson Financial Services.
Respondent Lawyers(s): Carole R. Bernstein, Derrick Johnson, Glenn A. Duhl, Will S. Montgomery
Arbitrator(s): Beth J. Falk, Peter P. Skomorowsky, Elizabeth Elster Granville
Hearing Site: New York, NY
| | $836,290 |
