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FINRA Awards for Mizuho Securities USA Inc.

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0137610/31/2008Claimant(s): Gwen Snorteland
Claimant Lawyers(s): Howard I. Elman
Respondent(s): Mizuho Securities USA Inc.
Respondent Lawyers(s): Ronald E. Richman
Arbitrator(s): Arnold L. Goren, Peter P. Skomorowsky, Arthur H. Sobel
Hearing Site: New York, NY

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