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FINRA Awards for John Jessum

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0400911/28/2011Claimant(s): David Campbell, Lu Ann Davis
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): David Niederkrome, John Jessum, Scott Baker, Stephen Rodgers
Respondent Lawyers(s): David Gaba
Arbitrator(s): Mark C. Watler, James E. Bolin, Eric M. Schorr
Hearing Site: New Orleans, LA
Checkmark IconExpungement
05-0591912/28/2007Claimant(s): Silverstein Investments, LTD., Goldendale Investments, Ltd and et al
Claimant Lawyers(s): Wayne Josel
Respondent(s): David Niederkrome, John Jessum, Great Eastern Securities., Penson Financial Services.
Respondent Lawyers(s): Carole R. Bernstein, Derrick Johnson, Glenn A. Duhl, Will S. Montgomery
Arbitrator(s): Beth J. Falk, Peter P. Skomorowsky, Elizabeth Elster Granville
Hearing Site: New York, NY
Checkmark Icon$836,290

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