| 20-00218 | 01/27/2021 | Claimant(s): Hancock Whitney Investment Services Inc.
Claimant Lawyers(s): Jennifer L. Anderson
Respondent(s): Julian Bourgeois
Respondent Lawyers(s): Mark L. Barbre
Arbitrator(s): Mark A. Myers, James E. Bolin, Eric M. Schorr
Hearing Site: New Orleans, LA
| | |
| 15-00834 | 02/04/2016 | Claimant(s): Herbert Doucet, Margie Doucet, Taylor Powers
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): Michael Shaw, VSR Financial Services.
Respondent Lawyers(s): Benjamin J. Biard, Will M. Helixon
Arbitrator(s): Susan F. Drogin, Dale A. Kaliszeski, James E. Bolin
Hearing Site: New Orleans, LA
|  | $307,000 |
| 13-00041 | 08/05/2014 | Claimant(s): Eubulus Kerr
Claimant Lawyers(s): Gabrielle J. Pretto
Respondent(s): Anastasios Belesis, Brian Roth, George Belesis, Joseph Castellano, Michele Misiti, Peter Viglione, John Thomas Financial
Respondent Lawyers(s): Brian Roth, Dan A. Druz, Peter Viglione
Arbitrator(s): Kendall P. Hill, James E. Bolin, John J. Meyer
Hearing Site: New Orleans, LA
| | $920,110 |
| 11-00906 | 08/27/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): William Cross
Respondent Lawyers(s): Frank Breese
Arbitrator(s): Arthur W. Pigott, Mark A. Myers, James E. Bolin
Hearing Site: Jackson, MS
| | |
| 10-04009 | 11/28/2011 | Claimant(s): David Campbell, Lu Ann Davis
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): David Niederkrome, John Jessum, Scott Baker, Stephen Rodgers
Respondent Lawyers(s): David Gaba
Arbitrator(s): Mark C. Watler, James E. Bolin, Eric M. Schorr
Hearing Site: New Orleans, LA
| | Expungement |
