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FINRA Awards for Susan F. Drogin

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0083402/04/2016Claimant(s): Herbert Doucet, Margie Doucet, Taylor Powers
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): Michael Shaw, VSR Financial Services.
Respondent Lawyers(s): Benjamin J. Biard, Will M. Helixon
Arbitrator(s): Susan F. Drogin, Dale A. Kaliszeski, James E. Bolin
Hearing Site: New Orleans, LA
Checkmark Icon$307,000
12-0289703/31/2015Claimant(s): Tracy Gilbert
Claimant Lawyers(s): Tad McCraney
Respondent(s): Stifel, Nicolaus & Co.., Lanis Noble
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Susan F. Drogin, John J. Meyer, Douglas E. Miller
Hearing Site: Jackson, MS
Checkmark Icon$1,542,340

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