| 19-03577 | 12/15/2020 | Claimant(s): Lana Salerno, Robert Kelly
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Geneos Wealth Management.
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
|  | Settlement |
| 09-00355 | 01/04/2010 | Claimant(s): Robert Kelly
Claimant Lawyers(s): Robert J. Kelly
Respondent(s): Titus & Donnelly LLC
Respondent Lawyers(s): John G. Kimberlin
Arbitrator(s): Seth L. Finkel
Hearing Site: Miami, FL
| | |
| 09-00356 | 07/16/2009 | Claimant(s): Robert Kelly
Claimant Lawyers(s): Robert J Kelly
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Lori Pennay
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
| | |
| 05-02521 | 10/18/2007 | Claimant(s): Brenda Caswell, Gail Carlson, George Finkbiner, Herbert Hansen, Jane Hoffman, Jane Kercheval, Joyce Alo, Kendall Kelly, Kenneth Caswell, Margaret Huyler, Marguerite Edwards, Ralph Carlson, Rosemary O'Donnell, Earl Kercheval, Elizabeth Hansen, Estate of Eileen McCardle, Antonio and Bernardina Augusto, Frederick and Diane Burmeister, Harold and Janet Bennett, Davison Rugs Profit Sharing Trust
Claimant Lawyers(s): Brian A. Carlis, Richard D. DeVita
Respondent(s): Royal Alliance Associates., Comprehensive Asset Mgmt and Servicing
Respondent Lawyers(s): Brian A. Carlis, Erika L. Altman
Arbitrator(s): Ronnie Edward Nichols, Robert T. Kelly, Suzanne Levin Wolfson
Hearing Site: Philadelphia, PA
| | $125,423 |
