22-01199 | 11/06/2024 | Claimant(s): Albert Eyal, Josette Eyal, Albert Eyal IRA, Josette Eyal IRA Claimant Lawyers(s): Michael Hill Respondent(s): Zvika Feldman Respondent Lawyers(s): Andrew S. May Arbitrator(s): Seth L. Finkel, Peter Shapiro, Nancy Rosenbaum Kessler Hearing Site: Boca Raton, FL
| | Expungement |
23-00922 | 08/22/2024 | Claimant(s): William Serralles Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Linette Figueroa-Torres Arbitrator(s): Seth L. Finkel Hearing Site: San Juan, PR
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23-01396 | 06/05/2024 | Claimant(s): Charles L. Roberts Trust Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Seth L. Finkel Hearing Site: Boca Raton, FL
| | Expungement |
22-02215 | 04/26/2024 | Claimant(s): Gilda Scharf for her IRA, Stanley Scharf for his IRA, Stanley Scharf and Gilda Scharf Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Keith Olin Arbitrator(s): Seth L. Finkel, Edward R. Niederriter, Carolyn E. Moore Hearing Site: Boca Raton, FL
| | Expungement |
18-02134 | 10/05/2023 | Claimant(s): Rocky Vista University, Yife Tien Irrevocable Dynasty Trust Claimant Lawyers(s): Jonathan B. Butler Respondent(s): Aaron Lupuloff, Stifel, Nicolaus & Co.., Jandra Lubovich, Jon Cooper, Intl Fcstone Financial Inc. Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Meah Rothman Tell, Seth L. Finkel, Nanci Sondra Landy Hearing Site: Miami, FL
| | $0 |
20-02205 | 09/27/2023 | Claimant(s): Sidney Kruger Living Trust Claimant Lawyers(s): Jonathan Noble David Respondent(s): Wells Fargo Advisors, Mara Schainuck, Sharon Miller Respondent Lawyers(s): Sara Soto Arbitrator(s): Seth L. Finkel, Sydney E. Blum, Mark A Bilawsky Hearing Site: Boca Raton, FL
| | Expungement |
20-03589 | 08/25/2023 | Claimant(s): Anita Glick, Gary Glick Claimant Lawyers(s): Anita Glick, Gary Glick Respondent(s): David Lerner Associates. Respondent Lawyers(s): Anna K. Stark Arbitrator(s): Seth L. Finkel Hearing Site: Boca Raton, FL
| | Expungement |
22-00545 | 05/19/2023 | Claimant(s): Maurice Wilde Claimant Lawyers(s): Maurice C. Wilde Respondent(s): Barry Sommers, Daniel Tumba, George Acevedo, J.P. Morgan Securities, Ian Fidler, Jamie Dimon, Mark LaRoe, Ricardo Penafiel, Salvatore Tiano, JPMorgan Distribution Services. Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Seth L. Finkel, Lucie L. Sabella, Pansy Mullings Hearing Site: Boca Raton, FL
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22-01675 | 05/04/2023 | Claimant(s): Willard Pugh Claimant Lawyers(s): Samantha Pastor Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Seth L. Finkel Hearing Site: Boca Raton, FL
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22-00686 | 01/24/2023 | Claimant(s): Gloria Barbier, Kevin Dooley Claimant Lawyers(s): Harris Freedman Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Seth L. Finkel Hearing Site: Boca Raton, FL
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