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FINRA Awards for Edward Mercier

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0414410/06/2010Claimant(s): Ann Myers
Claimant Lawyers(s): Wayne E. Batcheler
Respondent(s): Alan Knisley, Wachovia Securities, Edward Mercier
Respondent Lawyers(s): Alan S. Rafterman, Angela A. Turiano
Arbitrator(s): Annette B. Meyers, Michelle Jacobowitz Gallagher, Judith C. Greene
Hearing Site: New York, NY
Checkmark Icon$0
09-0142103/24/2010Claimant(s): Irving Scharff
Claimant Lawyers(s): Irving Scharff
Respondent(s): Wachovia Securities, Edward Mercier, A.G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
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