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FINRA Awards for Todd A. Zuckerbrod

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Displaying 10 out of 44 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0291807/24/2024Claimant(s): Ahmed Gheith
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Paulson Investment Company
Respondent Lawyers(s): Amal S. Amin
Arbitrator(s): Julian F. Santos, Robert Francis Geary, Peter Whittingham
Hearing Site: New York, NY
22-0283107/25/2023Claimant(s): Jorge Garrido
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kalie M. Maniglia
Arbitrator(s): Gloria O. North, Robert Steven Haught, Marisol Puga
Hearing Site: Boca Raton, FL
20-0299302/06/2023Claimant(s): John Orlando
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Blake Levy, Joseph Alagna, Stephan Stein, Joseph Gunnar & Co.
Respondent Lawyers(s): Peter Bon Viso
Arbitrator(s): Randy R Freedman, Jeffrey R. Roth, Carl Henry Perdue
Hearing Site: Boca Raton, FL
19-0089310/18/2022Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Robert Deblasio
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): George G. Kurschner, Lawrence Robert Gould, Theodore Roy Bayer
Hearing Site: Boca Raton, FL
21-0166110/13/2022Claimant(s): Joseph Pietrykowski
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Richard W. Cutler, Linda Ashley, Jerome Francis Cangialosi
Hearing Site: New York, NY
20-0172109/22/2022Claimant(s): John Ewine
Claimant Lawyers(s): David W. Porteous
Respondent(s): John Orlando, Richard Rappaport, Newport Coast Securities., Westpark Capital.
Respondent Lawyers(s): Kevin Lee, Nancy L. Hendrickson, Todd A. Zuckerbrod
Arbitrator(s): Martin D. Munic, Thomas J. Gmeinder, Steven M. Bialick
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
20-0139906/08/2022Claimant(s): Dana King
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): LPL Financial LLC, Bryan Shevak
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Nancy J. Cliff, Daniel H. Yaffe, Gloria O. North
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
20-0120002/11/2022Claimant(s): Frank Petrosino, James Salter
Claimant Lawyers(s): Lainie E. Cohen
Respondent(s): Paulson Investment Company, Joseph Hain, Timothy Touloukian
Respondent Lawyers(s): Richard Roth, Steven C. Berman, Todd A. Zuckerbrod
Arbitrator(s): Leon Fox, Dianne Marie Onichimowski, William James Shimanek
Hearing Site: Chicago, IL
Checkmark IconExpungement
20-0141105/26/2021Claimant(s): Edward Tyree, Tammy Hillman
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): RBC Capital Markets LLC, Richard Ruckart
Respondent Lawyers(s): Amanda E. Colvin
Arbitrator(s): Chase Boone Saunders, Richard E. Miley, Kathleen Dooley
Hearing Site: Charlotte, NC
20-0160010/30/2020Claimant(s): Victor Lizardi
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Ron Pekoe, Thomas Joseph Atkinson, Ken Ziesenheim
Hearing Site: Orlando, FL

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