21-01661 | 10/13/2022 | Claimant(s): Joseph Pietrykowski Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Santander Securities LLC Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Richard W. Cutler, Linda Ashley, Jerome Francis Cangialosi Hearing Site: New York, NY
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18-02743 | 12/20/2019 | Claimant(s): Rochelle Taragano Claimant Lawyers(s): John E. Lawlor Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Justin M. Garbaccio Arbitrator(s): Linda Ashley, Clarence Smith, Amy Jill Baranoff Hearing Site: New York, NY
| | $0 |
17-02901 | 02/07/2019 | Claimant(s): Mark Rubin Claimant Lawyers(s): Pamela A. Hulnick Respondent(s): Jason Diamond, Drexel Hamilton Respondent Lawyers(s): William A. Rome Arbitrator(s): Linda Ashley, Rebecca Ann Berlow, Patricia Kathleen Costello Hearing Site: New York, NY
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17-01806 | 08/23/2018 | Claimant(s): Gopal Tampi Claimant Lawyers(s): Daniel J Kaiser Respondent(s): Nomura Securities International. Respondent Lawyers(s): Joel A. Chernov Arbitrator(s): Leonard M. Bakal, Linda Ashley, Ellyn S. Roth Hearing Site: New York, NY
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15-00070 | 08/04/2017 | Claimant(s): Estate of Margaret Riggs Claimant Lawyers(s): Alan P. Fraade Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Advisors, Michael Tepperman Respondent Lawyers(s): Zachary S. Knoblock Arbitrator(s): Linda Ashley, Annamaria Boccia Smith, Louis P. Wagman Hearing Site: New York, NY
| | Expungement |
14-01957 | 12/31/2015 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): G. Wayne Hillis Respondent(s): Ramon Hache Respondent Lawyers(s): David B. Friedrich Arbitrator(s): Howard J. Stiefel, Linda Ashley, Mary P. Bass Hearing Site: New York, NY
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14-01610 | 11/06/2015 | Claimant(s): Thomas Majewski Claimant Lawyers(s): Jonathan Sack Respondent(s): RBS Securities Inc. Respondent Lawyers(s): Don A. Innamorato Arbitrator(s): Joseph N. Stineman, James S. Hazard, Linda Ashley Hearing Site: New York, NY
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14-01879 | 09/14/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Angela A. Turiano Respondent(s): Thomas Buckley Respondent Lawyers(s): Thomas Buckley Arbitrator(s): Mary L. Merkle, Madelyn A. Levy, Linda Ashley Hearing Site: New York, NY
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13-02861 | 09/08/2015 | Claimant(s): Gontran De Quillacq Claimant Lawyers(s): Barry R. Lax Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Allan S. Bloom Arbitrator(s): Howard D. Jacob, Linda Ashley, Ernesto Jose Mejer Hearing Site: New York, NY
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12-00208 | 04/13/2015 | Claimant(s): Stuart Kalinsky Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Chan Nam Arbitrator(s): Linda Ashley Hearing Site: New York, NY
| | $0 |