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FINRA Awards for David B. Friedrich

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0195712/31/2015Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): Ramon Hache
Respondent Lawyers(s): David B. Friedrich
Arbitrator(s): Howard J. Stiefel, Linda Ashley, Mary P. Bass
Hearing Site: New York, NY

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