| 17-02787 | 01/15/2019 | Claimant(s): David Lipschitz
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): CLSA Americas
Respondent Lawyers(s): Barbara M. Roth
Arbitrator(s): Joseph N. Stineman, Edward W. Morris, Susan Romano
Hearing Site: New York, NY
| | |
| 15-00919 | 07/19/2016 | Claimant(s): Darryl Smith
Claimant Lawyers(s): Jonathan Sack
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Joseph N. Stineman, Ronald Harris Kisner, Robert Elliot Harrison
Hearing Site: New York, NY
| | |
| 13-03608 | 02/02/2016 | Claimant(s): James Anglim
Claimant Lawyers(s): Sandra P. Lahens
Respondent(s): The Vertical Group
Respondent Lawyers(s): John Murphy
Arbitrator(s): Joseph N. Stineman, Anthony Dennis Perri, Patricia A. DeWitt
Hearing Site: New York, NY
| | |
| 14-01610 | 11/06/2015 | Claimant(s): Thomas Majewski
Claimant Lawyers(s): Jonathan Sack
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Don A. Innamorato
Arbitrator(s): Joseph N. Stineman, James S. Hazard, Linda Ashley
Hearing Site: New York, NY
| | |
| 12-03428 | 04/23/2014 | Claimant(s): Gregory Grimaudo, Lori Grimaudo
Claimant Lawyers(s): Ron Tomlins
Respondent(s): Jeffrey Altomari, Morgan Stanley, The Hudson Valley Group
Respondent Lawyers(s): Joseph DaProcida
Arbitrator(s): Marguerite B. Filson, Joseph N. Stineman, Salvatore J. Bate
Hearing Site: New York, NY
|  | Expungement |
| 11-02833 | 06/04/2012 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): James Siegel
Respondent(s): Krishna Darooka
Respondent Lawyers(s): Krishna Kumar Darooka
Arbitrator(s): Donald J. Zoeller, Joseph N. Stineman, David S. Paul
Hearing Site: New York, NY
| | |
| 08-03083 | 07/02/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Jeremy Wisniewski
Respondent Lawyers(s): Jeremy Anthony Wisniewski
Arbitrator(s): Linda R. Alpert, Joseph N. Stineman, Eric J. Sussman
Hearing Site: New York, NY
| | |
| 05-04934 | 02/05/2008 | Claimant(s): Alan Stevenson, Andrew Trojner, Capital Asset Management Ltd., Hartford Financial Holdings., Lighthouse Two Corp., NKV, Ltd
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Steven Signer
Respondent Lawyers(s): Steve A. Miller
Arbitrator(s): Daniel J. McCarthy, Sid Braufman, Joseph N. Stineman
Hearing Site: New York, NY
| | $1,875,000 |
