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FINRA Awards for David Lipschitz

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0278701/15/2019Claimant(s): David Lipschitz
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): CLSA Americas
Respondent Lawyers(s): Barbara M. Roth
Arbitrator(s): Joseph N. Stineman, Edward W. Morris, Susan Romano
Hearing Site: New York, NY

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