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FINRA Awards for Sid Braufman

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0415011/29/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Joshua S. Bratspies
Respondent(s): Steven Fried
Respondent Lawyers(s): Steven Fried
Arbitrator(s): Sid Braufman
Hearing Site: Newark, NJ
09-0430411/23/2010Claimant(s): Myrna Axelrod
Claimant Lawyers(s): Elizabeth Genn
Respondent(s): Jack Kolker, UBS Financial Services Inc.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Sid Braufman, Martin H. Zern, Donald Raymond McNally
Hearing Site: New York, NY
Checkmark Icon$0
05-0493402/05/2008Claimant(s): Alan Stevenson, Andrew Trojner, Capital Asset Management Ltd., Hartford Financial Holdings., Lighthouse Two Corp., NKV, Ltd
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Steven Signer
Respondent Lawyers(s): Steve A. Miller
Arbitrator(s): Daniel J. McCarthy, Sid Braufman, Joseph N. Stineman
Hearing Site: New York, NY
Checkmark Icon$1,875,000

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