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FINRA Awards for Joshua S. Bratspies

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0205311/29/2023Claimant(s): Martha Vogt, Executrix of Estate of Joseph J. Greco, Trust Est Under the Will of Joseph Greco
Claimant Lawyers(s): Scott A. Lane
Respondent(s): Christopher Greco, Debra Greco, Erika Greco, UBS Financial Services Inc., The Estate of Regina Greco
Respondent Lawyers(s): Jennifer Vanasdale, Joshua S. Bratspies
Arbitrator(s): Mary Kathleen Coleman, Rosemary Christina Crawford, Angela Hayden
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
18-0424708/04/2021Claimant(s): Aliya Falk, Linda Falk, Mariel Falk
Claimant Lawyers(s): John C. Re
Respondent(s): Gary Zahakos, UBS Financial Services Inc.
Respondent Lawyers(s): Joshua S. Bratspies
Arbitrator(s): Jay Alan Kranis, David John Reilly, Albert Rizzo
Hearing Site: New York, NY
Checkmark Icon$0
10-0415011/29/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Joshua S. Bratspies
Respondent(s): Steven Fried
Respondent Lawyers(s): Steven Fried
Arbitrator(s): Sid Braufman
Hearing Site: Newark, NJ

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