Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03962 | 12/24/2019 | Claimant(s): The Ilgvars J. Zallaps Family Trust Claimant Lawyers(s): Steve A. Miller Respondent(s): Garner Mabry, Wells Fargo Advisors Financial Network, Merrill Lynch Pierce Fenner & Smith Inc., Todd Schwartz, Schwartz Mabry Private Wealth Advisory Respondent Lawyers(s): Bruce W. Day, Julie E. Ravis, William D. Nelson Arbitrator(s): Jo-Marie Lisa, Baldwin Ranson, Tina Alison Davis Hearing Site: Denver, CO |  | Dismissed by Rule 12206/12504 |
| 05-04934 | 02/05/2008 | Claimant(s): Alan Stevenson, Andrew Trojner, Capital Asset Management Ltd., Hartford Financial Holdings., Lighthouse Two Corp., NKV, Ltd Claimant Lawyers(s): W. Scott Greco Respondent(s): Steven Signer Respondent Lawyers(s): Steve A. Miller Arbitrator(s): Daniel J. McCarthy, Sid Braufman, Joseph N. Stineman Hearing Site: New York, NY | | $1,875,000 |