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FINRA Awards for Capital Asset Management Ltd.

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Case Number Award Date Case Summary Customer Case? Amount Granted
05-0493402/05/2008Claimant(s): Alan Stevenson, Andrew Trojner, Capital Asset Management Ltd., Hartford Financial Holdings., Lighthouse Two Corp., NKV, Ltd
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Steven Signer
Respondent Lawyers(s): Steve A. Miller
Arbitrator(s): Daniel J. McCarthy, Sid Braufman, Joseph N. Stineman
Hearing Site: New York, NY
Checkmark Icon$1,875,000

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