| 23-00490 | 11/13/2023 | Claimant(s): Kunal Arora
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Linda R. Alpert, Lynne M. Reid-McQueen, Ellyn S. Roth
Hearing Site: New York, NY
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| 15-01181 | 11/12/2015 | Claimant(s): Redi Global Technologies LLC
Claimant Lawyers(s): Jennifer Connors
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): Brian Villante
Arbitrator(s): Linda R. Alpert
Hearing Site: New York, NY
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| 13-02494 | 06/17/2015 | Claimant(s): Carlos Questell
Claimant Lawyers(s): Jonathan Sack
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Linda R. Alpert, Howard D. Jacob, Bartley F. Flaherty
Hearing Site: New York, NY
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| 13-00873 | 10/17/2014 | Claimant(s): Jason Goldstein
Claimant Lawyers(s): Jason Richard Goldstein
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Joseph Castellano
Arbitrator(s): Linda R. Alpert, April D. Bowie, Arthur Neil Tolciss
Hearing Site: New York, NY
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| 11-00875 | 07/27/2012 | Claimant(s): Claudia Hurtado
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Saverio J. Cina, Linda R. Alpert, Arnold Wagner
Hearing Site: New York, NY
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| 11-00862 | 06/06/2012 | Claimant(s): Melaine LLC
Claimant Lawyers(s): Richard Kraut
Respondent(s): Neal Deutsch, Chestnut Investment Group, First Allied Securities.
Respondent Lawyers(s): Michael Schwartzberg
Arbitrator(s): Linda R. Alpert, Linda Ashley, Sheryl-Anne Sastow
Hearing Site: New York, NY
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| 09-02246 | 02/25/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana Sur
Respondent(s): Jeffrey Finder
Respondent Lawyers(s): Jeffrey C Finder
Arbitrator(s): Linda R. Alpert
Hearing Site: New York, NY
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| 09-02848 | 02/18/2010 | Claimant(s): William Ortner
Claimant Lawyers(s): Jonathan S. Shapiro
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Michael G. Shannon, Linda R. Alpert, Kinchen C. Bizzell
Hearing Site: New York, NY
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| 09-02345 | 10/22/2009 | Claimant(s): Robert Bolebruch
Claimant Lawyers(s): Robert Anthony Bolebruch
Respondent(s): Sandgrain Securities.
Respondent Lawyers(s): Peter D. Grassel
Arbitrator(s): Linda R. Alpert
Hearing Site: New York, NY
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| 08-04684 | 10/19/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John McGuire
Respondent(s): Peter Balint
Respondent Lawyers(s): Peter Balint
Arbitrator(s): Linda R. Alpert, Jack Steiner, Kenneth F. Leder
Hearing Site: New York, NY
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