| 19-02827 | 04/28/2021 | Claimant(s): Mark Elko
Claimant Lawyers(s): John Stewart
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: New York, NY
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| 18-04300 | 05/28/2019 | Claimant(s): Randolph Feliz
Claimant Lawyers(s): Randolph Kendall Feliz
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Royce Russell, Christian Leslie Billet, Albert Rizzo
Hearing Site: New York, NY
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| 15-00919 | 07/19/2016 | Claimant(s): Darryl Smith
Claimant Lawyers(s): Jonathan Sack
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Joseph N. Stineman, Ronald Harris Kisner, Robert Elliot Harrison
Hearing Site: New York, NY
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| 13-02861 | 09/08/2015 | Claimant(s): Gontran De Quillacq
Claimant Lawyers(s): Barry R. Lax
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Howard D. Jacob, Linda Ashley, Ernesto Jose Mejer
Hearing Site: New York, NY
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| 13-02494 | 06/17/2015 | Claimant(s): Carlos Questell
Claimant Lawyers(s): Jonathan Sack
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Linda R. Alpert, Howard D. Jacob, Bartley F. Flaherty
Hearing Site: New York, NY
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| 14-01280 | 06/02/2015 | Claimant(s): Shahid Quraishi
Claimant Lawyers(s): Jonathan Sack
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Sam Antar, Blossom Nicinski, Amy Jill Baranoff
Hearing Site: New York, NY
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| 12-02291 | 06/05/2013 | Claimant(s): Caroline Kulik
Claimant Lawyers(s): Vlad G. Spitzer
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Joseph W. Lodato, Linda J. Baer, John Michael Richardson
Hearing Site: New York, NY
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| 09-04408 | 06/28/2010 | Claimant(s): Nicolas Billeaud
Claimant Lawyers(s): Martin F. Gusy
Respondent(s): HSBC Bank USA, N.A., HSBC North America Holdings., HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): David N. Brainin, Franklin P. Chapman, Blossom Nicinski
Hearing Site: New York, NY
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