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FINRA Awards for Vlad G. Spitzer

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0229106/05/2013Claimant(s): Caroline Kulik
Claimant Lawyers(s): Vlad G. Spitzer
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Joseph W. Lodato, Linda J. Baer, John Michael Richardson
Hearing Site: New York, NY

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