Potomac Analytics' Logo

FINRA Awards for Martin F. Gusy

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0454407/16/2012Claimant(s): Eduard Van Raay
Claimant Lawyers(s): Martin F. Gusy
Respondent(s): Raymond James Financial Services., Raymond James Financial Services Advisor
Respondent Lawyers(s): Ann M. Hensler
Arbitrator(s): Patricia Gunn
Hearing Site: Orlando, FL
09-0440806/28/2010Claimant(s): Nicolas Billeaud
Claimant Lawyers(s): Martin F. Gusy
Respondent(s): HSBC Bank USA, N.A., HSBC North America Holdings., HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): David N. Brainin, Franklin P. Chapman, Blossom Nicinski
Hearing Site: New York, NY

2 Results

Display: