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FINRA Awards for Raymond James Financial Services Advisor

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0140107/13/2021Claimant(s): Raymond James Financial Services., Raymond James Financial Services Advisor
Claimant Lawyers(s): Robert Jamieson
Respondent(s): William Hocutt
Respondent Lawyers(s): Anne T. Freeland
Arbitrator(s): Barbara Black, Clarence H. Hampton, Howard Moss Miles
Hearing Site: Birmingham, AL
16-0067808/25/2017Claimant(s): Becky Lynch
Claimant Lawyers(s): David B. Cosgrove
Respondent(s): Raymond James Financial Services., Raymond James Financial Services Advisor
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): David Paul Clark, John David Morgan, Bruce Burr McElvein
Hearing Site: Baltimore, MD
11-0454407/16/2012Claimant(s): Eduard Van Raay
Claimant Lawyers(s): Martin F. Gusy
Respondent(s): Raymond James Financial Services., Raymond James Financial Services Advisor
Respondent Lawyers(s): Ann M. Hensler
Arbitrator(s): Patricia Gunn
Hearing Site: Orlando, FL

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