| 24-00167 | 10/02/2024 | Claimant(s): Kathleen Laymac
Claimant Lawyers(s): James Laymac
Respondent(s): Robert Rosenstein, Tim Moody, Moody Capital Solutions.
Respondent Lawyers(s): Anne T. Freeland, Tim Moody
Arbitrator(s): Gary J. Leshaw, Harvey R. Linder, Charles Boyd Mathes
Hearing Site: Atlanta, GA
|  | Dismissed by Rule 12504 |
| 24-00747 | 08/16/2024 | Claimant(s): Stonex Advisors., Stonex Securities Inc.
Claimant Lawyers(s): Peter J. Tepley
Respondent(s): William Hocutt
Respondent Lawyers(s): Anne T. Freeland
Arbitrator(s): Steven P. Gregory, Ronald Childress, Grace Almanza Phillips
Hearing Site: Birmingham, AL
| | |
| 21-02729 | 02/28/2023 | Claimant(s): Michael Phillips
Claimant Lawyers(s): Courtney M. Werning
Respondent(s): Asia Pacific Financial Management Group
Respondent Lawyers(s): Anne T. Freeland
Arbitrator(s): Daniel M. Yamshon, Mary Margaret Bush, Alden Sharp Adkins
Hearing Site: Honolulu, HI
| | $3,042,160 |
| 20-01401 | 07/13/2021 | Claimant(s): Raymond James Financial Services., Raymond James Financial Services Advisor
Claimant Lawyers(s): Robert Jamieson
Respondent(s): William Hocutt
Respondent Lawyers(s): Anne T. Freeland
Arbitrator(s): Barbara Black, Clarence H. Hampton, Howard Moss Miles
Hearing Site: Birmingham, AL
| | |
| 20-03217 | 04/28/2021 | Claimant(s): William Hocutt
Claimant Lawyers(s): Anne T. Freeland
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Birmingham, AL
| | |
