23-00791 | 08/19/2024 | Claimant(s): Eleanore Plewacki, Mark Plewacki Claimant Lawyers(s): Courtney M. Werning Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Stuart D. Summers, Raymond P. Buschmann, Timothy Chron Hearing Site: Chicago, IL
| | Expungement |
23-00768 | 12/08/2023 | Claimant(s): Michael Moses Claimant Lawyers(s): Courtney M. Werning Respondent(s): Edward Jones Respondent Lawyers(s): Joe N. Nguyen Arbitrator(s): Carol H. Gold, Colin Bell, Stacey Frenche Hearing Site: Philadelphia, PA
| | Expungement |
23-00032 | 07/05/2023 | Claimant(s): Arthur Rifflard, Arthur Rifflard IRA Claimant Lawyers(s): Courtney M. Werning Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Shea O'Brien Hicks Arbitrator(s): Vincent S. Mezinko Hearing Site: Columbus, OH
| | $0 |
21-02729 | 02/28/2023 | Claimant(s): Michael Phillips Claimant Lawyers(s): Courtney M. Werning Respondent(s): Asia Pacific Financial Management Group Respondent Lawyers(s): Anne T. Freeland Arbitrator(s): Daniel M. Yamshon, Mary Margaret Bush, Alden Sharp Adkins Hearing Site: Honolulu, HI
| | $3,042,160 |